Transactions

Follow-on Offering

Bookrunner

InProduction, Inc., a portfolio company of Dubin Clark & Company, has been acquired by ZMC

Exclusive Financial Advisor

Acquisition of Operational Infrastructure from Blue Apron Holdings, Inc. (NYSE: APRN)

Exclusive Financial Advisor

Sale of Daleville Production Brewery and Four Corners Brewing Company to New Belgium Brewing Company, Inc. and Founders

Financial Advisor

Acquired by MGP Ingredients, Inc. (NASDAQ: MGPI)

Exclusive Financial Advisor

Secondary Offering

Bookrunner

3(a)(9) Privately-Negotiated Warrant Exchange – 95% of Outstanding Public Warrants and 50% of Outstanding Private Warrants

Financial Advisor

Acquired by Houchens Industries

Lead Financial Advisor

Acquisition of Firebirds Wood Fired Grill

Exclusive Financial Advisor

$350 Million 3.00% Senior Convertible Notes Offering

Co-Manager

Acquires Substantially All of the Assets of Winc, Inc.

Exclusive Financial Advisor

Follow-on Offering

Bookrunner