Cowen and Company LLC SEC Rule 605

Cowen and Company did not have any “covered” orders pursuant to SEC Rule 605 for: 

• January 2018 
• February 2018 
• March 2018 
• April 2018 
• May 2018 
• June 2018 
• July 2018 
• August 2018 
• September 2018 
• October 2018 
• November 2018 
• December 2018 
• January 2019 
• February 2019 
• March 2019 
• April 2019 
• May 2019 
• June 2019 
• July 2019 
• August 2019
• September 2019 
• October 2019