PLEASE READ THE FOLLOWING TERMS AND CONDITIONS CAREFULLY. BY ACCESSING THIS SITE AND ANY PAGES IN IT, YOU AGREE TO BE BOUND BY THESE TERMS AND CONDITIONS. IF YOU DO NOT AGREE TO THESE TERMS AND CONDITIONS, DO NOT ACCESS, VIEW OR USE THIS SITE OR ANY INFORMATION CONTAINED HEREIN.

General Information

  • Customer Identification Notice
  • Notice to Non-US Persons
  • Warranty and Limitation of Liability
  • Copyright and Trademarks Electronic Links
  • Electronic Communications Choice of Law

This site has been designed for informational purposes only. Nothing contained herein constitutes an offer to sell or a solicitation of an offer to buy any security or an offer to provide any investment banking, investment advisory or brokerage services. Such offers only can be made where lawful under applicable law. Neither Cowen and Company, LLC, nor any of its subsidiaries or affiliates, intends to provide investment advice through this site and they make no representation that any described securities or services are suitable for any investor. Cowen and Company, LLC does not render tax or legal advice, and nothing in this site is intended to do so.

Customer Identification Notice

Important Information About Procedures For Opening A New Account

To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person or entity who opens an account.

What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you, as applicable. We may also ask to see your driver’s license or other identifying documents.

Notice to Non-US Persons

This site is published in the United States for residents of the United States. The site is not intended for use by, or to provide information to, persons outside the United States and such persons should not rely on the information contained in the site. Cowen and Company, LLC reserves the right to require proof of residence from any user accessing and requesting information from the site. Investors outside the United States may be subject to securities or tax laws within their jurisdictions that are not addressed on this site.

Nothing contained in this site shall be construed as a solicitation to buy any security from or an offer to sell any security, product or service to any non-US investor, nor shall any such security, product or service be offered or sold in any jurisdiction where such activity would be contrary to local laws or subject Cowen and Company, LLC to registration within such jurisdictions. Some securities, products or services may not be available in all jurisdictions.

News, views, opinions, recommendations and other information obtained from other sources are believed to be reliable, but Cowen and Company, LLC cannot guarantee its accuracy or completeness. All information is subject to change without any notice.

Warranty and Limitation of Liability

COWEN AND COMPANY, LLC MAKES NO WARRANTY (EXPRESS OR IMPLIED), GUARANTEE OR REPRESENTATION THAT ANY INFORMATION CONTAINED IN THIS SITE IS ACCURATE, COMPLETE OR UPDATED. COWEN and COMPANY, LLC DOES NOT ASSUME ANY LIABILITY FOR ANY DAMAGES ARISING FROM THE USE OF ANY INFORMATION CONTAINED IN THIS SITE.

COWEN AND COMPANY, LLC IS NOT LIABLE FOR ANY LOSS OR DAMAGE OF ANY KIND, INCLUDING DIRECT, INDIRECT OR CONSEQUENTIAL DAMAGES, WHICH MIGHT BE INCURRED BY ACCESSING THIS SITE OR ANY LINKS CONTAINED IN THE SITE. COWEN AND COMPANY, LLC DISCLAIMS ANY LIABILITY FOR ANY LOSS OR DAMAGE CAUSED BY ANY TRANSMISSION TO OR FROM THIS SITE, INCLUDING ANY DAMAGE, DISABLEMENT OR DISRUPTION OF ANY SOFTWARE, HARDWARE, DATA OR OTHER PROPERTY, WHETHER RESULTING FROM A COMPUTER VIRUS OR OTHERWISE. USERS ACCESS AND USE THIS SITE AT THEIR OWN RISK.

COWEN AND COMPANY, LLC HAS NO DUTY, RESPONSIBILITY OR OBLIGATION TO INCLUDE, UPDATE OR CORRECT ANY INFORMATION CONTAINED IN THIS SITE.

Copyright and Trademarks

The entire content of this site is subject to copyright and trademark protection with all rights reserved. No information contained in this site may be reproduced, transmitted, displayed, distributed, published or otherwise used for commercial purposes without the written consent of COWEN AND COMPANY, LLC.

Brand names, product names, trademarks and service marks appearing in this site are the property of their respective owners.

The phrase Cowen is a marketing / brand name used by COWEN GROUP, INC. and certain of its subsidiaries and/or affiliates and is a registered trademark. Investment banking, research and securities products and services are offered and sold in the United States through Cowen and Company, LLC, a registered broker-dealer and member of SIPC.

Electronic Links

This site may contain links to other Internet websites that are beyond the control of Cowen and Company, LLC. Such links are provided for your convenience. Cowen and Company, LLC assumes no responsibility for the accuracy, completeness, timeliness, suitability or legality of the content of any such websites, or for any products or services that might be offered therein.

Electronic Communications

This site may permit you to communicate electronically with Cowen and Company, LLC for certain purposes. Please do not use this facility to attempt notice of any time-sensitive or legally significant event, request or instruction. Cowen and Company, LLC assumes no responsibility or liability for any actions taken or any omissions to take action as a result of any such electronic communications.

Choice of Law

Users of this site shall be bound by all applicable laws of the United States and the State of New York. The appropriate New York federal or state court shall have exclusive jurisdiction over any action or dispute arising from this agreement or relating to this site.