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From (mm/dd/yyyy)
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Client
Transaction
Role
Industry
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Follow-on Offering
Convertible
M&A
Private Placement
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PIPE
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Technology
Media & Communications
Health Care
Consumer
Aerospace & Defense
Other
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Alternative Energy
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Date
Client
Role
Industry
Amt (MM)
Dec 2009
SIGA Technologies
Co-Agent
Health Care
20.0 USD
Oct 2009
China BAK Battery
Exclusive Agent
Alternative Energy
20.6 USD
Oct 2009
Ascent Solar Technologies
Co-Mgr
Alternative Energy
30.0 USD
Aug 2009
Cerus
Sole Agent
Health Care
13.2 USD
Aug 2009
Mindspeed Technologies
Sole Agent
Technology
9.7 USD
Jul 2009
Antares Pharma
Lead Agent
Health Care
12.0 USD
Jun 2009
Anadys Pharmaceuticals
Sole Agent
Health Care
17.5 USD
May 2009
Smith & Wesson
Co-Mgr
Aerospace & Defense
37.5 USD
Jul 2008
Pharmasset
Co-Agent
Health Care
25.9 USD
May 2008
Smith & Wesson
Co-Agent
Aerospace & Defense
34.4 USD
Dec 2007
Ardea Biosciences
Co-Agent
Health Care
40.0 USD
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