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Investment Banking
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Alternative Energy Transactions
|
Date |
Client |
Selected Transaction |
Role |
Amt ($MM) |
|
Dec 2007 |
Comverge |
Follow-on Offering |
Co-Manager |
133 |
|
Nov 2007 |
Akeena Solar |
PIPE |
Sole Agent |
26 |
|
Aug 2007 |
First Solar |
Follow-on Offering |
Co-Manager |
698 |
|
Jul 2007 |
SunPower |
Convertible Offering |
Co-Manager |
225 |
|
Jul 2007 |
SunPower |
Follow-on Offering |
Co-Manager |
174 |
|
Jul 2007 |
Siemens Power Generation, Inc., Stationary Fuel Cells Division |
Strategic Advisory |
Advisor |
- |
|
Jun 2007 |
BioFuel Energy |
Initial Public Offering |
Co-Manager |
63 |
|
May 2007 |
Trina Solar |
Follow-on Offering |
Joint-Lead Manager |
243 |
|
May 2007 |
Evergreen Solar |
Follow-on Offering |
Co-Manager |
142 |
|
May 2007 |
China Sunergy |
Initial Public Offering |
Co-Manager |
108 |
|
Apr 2007 |
Comverge |
Initial Public Offering |
Co-Manager |
110 |
|
Mar 2007 |
Altairnano |
Strategic Investment by AES Corporation |
Advisor |
— |
|
Feb 2007 |
SunPower |
Convertible Offering |
Co-Manager |
200 |
|
Dec 2006 |
Trina Solar |
Initial Public Offering |
Joint-Lead Manager |
107 |
|
Dec 2006 |
Altairnano |
Registered Direct Offering |
Placement Agent |
25 |
|
Nov 2006 |
First Solar |
Initial Public Offering |
Co-Manager |
459 |
|
May 2006 |
Pacific Ethanol |
PIPE |
Placement Agent |
145 |
|
May 2006 |
SunPower |
Follow-on Offering |
Co-Manager |
207 |
|
Mar 2006 |
Energy Conversion Devices |
Follow-on Offering |
Co-Manager |
394 |
|
Dec 2005 |
Suntech |
Initial Public Offering |
Co-Manager |
455 |
|
Nov 2005 |
SunPower |
Initial Public Offering |
Co-Manager |
159 |
|
Jun 2005 |
Evergreen Solar |
Convertible Offering |
Sole Bookrunner |
90 |
|
Feb 2005 |
Evergreen Solar |
Follow-on Offering |
Sole Bookrunner |
67 |
This material is a product of the Investment Banking Department of Cowen and Company, LLC. Unless otherwise specifically stated, any views or opinions expressed herein are solely those of the Investment Banking Department and may differ from the views and opinions expressed by Cowen’s Research Departments or other departments or divisions of Cowen and its affiliates. Research reports and notes produced by the Firm’s Research Department are available at the Firm’s website, http://www.cowenresearch.com.
This material is provided for information only and is not intended as a recommendation or trading strategy or an offer or solicitation for the purchase or sale of any security or financial instrument. This material is not intended as a recommendation as to the merits of any proxy solicitation with respect to any transaction referenced herein. Cowen and its affiliates may have positions (long or short), effect transactions or make markets in securities or financial instruments mentioned herein (or options with respect thereto), or provide advice or loans to, or participate in the underwriting or restructuring of the obligations of, issuers mentioned herein. The information contained herein is as of the date referenced above and Cowen does not undertake any obligation to update such information. All market prices, data and other information are not warranted as to completeness or accuracy and are subject to change without notice. Past performance is not indicative of future results. The investments discussed may fluctuate in price or value. Transactions involving securities and financial instruments mentioned herein (including futures and options) may not be suitable for all investors. Clients should contact their Cowen representatives to receive additional information. Cowen and Company is a member of FINRA, NYSE and SIPC. Copyright 2007 Cowen and Company, LLC. All rights reserved.
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