Investment Banking
Alternative Energy Transactions

Date

Client

Selected
Transaction

Role

Amt ($MM)

   Dec 2007

Comverge

Follow-on Offering

Co-Manager

133

   Nov 2007

Akeena Solar

PIPE

Sole Agent

26

   Aug 2007

First Solar

Follow-on Offering

Co-Manager 

698

   Jul 2007

SunPower

Convertible Offering

Co-Manager 

225

   Jul 2007

SunPower

Follow-on Offering

Co-Manager 

174

   Jul 2007

Siemens Power Generation, Inc., Stationary Fuel Cells Division

Strategic Advisory

Advisor

-

   Jun 2007

BioFuel Energy

Initial Public Offering

Co-Manager 

63

   May 2007

Trina Solar

Follow-on Offering

Joint-Lead Manager

243

   May 2007

Evergreen Solar

Follow-on Offering

Co-Manager 

142

   May 2007

China Sunergy

Initial Public Offering

Co-Manager 

108

   Apr 2007

Comverge

Initial Public Offering

Co-Manager

110

   Mar 2007

Altairnano

Strategic Investment by AES Corporation

Advisor

   Feb 2007

SunPower

Convertible Offering

Co-Manager

200

   Dec 2006

Trina Solar

Initial Public Offering

Joint-Lead Manager

107

   Dec 2006

Altairnano

Registered Direct Offering

Placement Agent

25

   Nov 2006

First Solar

Initial Public Offering

Co-Manager

459

   May 2006

Pacific Ethanol

PIPE 

Placement Agent 

145

   May 2006

SunPower 

Follow-on Offering

Co-Manager 

207

   Mar 2006

Energy Conversion Devices

Follow-on Offering 

Co-Manager

394

   Dec 2005

Suntech

Initial Public Offering

Co-Manager 

455

   Nov 2005

SunPower

Initial Public Offering

Co-Manager 

159

   Jun 2005

Evergreen Solar

Convertible Offering 

Sole Bookrunner

90

   Feb 2005

Evergreen Solar 

Follow-on Offering 

Sole Bookrunner 

67

 


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This material is provided for information only and is not intended as a recommendation or trading strategy or an offer or solicitation for the purchase or sale of any security or financial instrument.  This material is not intended as a recommendation as to the merits of any proxy solicitation with respect to any transaction referenced herein.  Cowen and its affiliates may have positions (long or short), effect transactions or make markets in securities or financial instruments mentioned herein (or options with respect thereto), or provide advice or loans to, or participate in the underwriting or restructuring of the obligations of, issuers mentioned herein.  The information contained herein is as of the date referenced above and Cowen does not undertake any obligation to update such information.  All market prices, data and other information are not warranted as to completeness or accuracy and are subject to change without notice.  Past performance is not indicative of future results.  The investments discussed may fluctuate in price or value.  Transactions involving securities and financial instruments mentioned herein (including futures and options) may not be suitable for all investors.  Clients should contact their Cowen representatives to receive additional information.  Cowen and Company is a member of FINRA, NYSE and SIPC. Copyright 2007 Cowen and Company, LLC. All rights reserved.

 

 
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