| Jul 2008 |
Pharmasset, Inc |
PIPE/RD |
Co-Lead Agent |
Health Care |
26.00 USD |
| Jun 2008 |
RHI Entertainment |
Initial Public Offering |
Co-Manager |
Technology |
189.00 USD |
| May 2008 |
Amarin Corporation plc |
PIPE/RD |
Co-Lead Agent |
Health Care |
60.00 USD |
| May 2008 |
Smith & Wesson Holding Corporation |
PIPE/RD |
Placement Agent |
Aerospace & Defense |
34.38 USD |
| May 2008 |
Ascent Solar Technologies, Inc. |
Follow-on Offering |
Co-Manager |
Technology |
53.00 USD |
| May 2008 |
Natus Medical Inc. |
Follow-on Offering |
Bookrunner |
Health Care |
78.00 USD |
| May 2008 |
Hughes Communications, Inc. |
Follow-on Offering |
Co-Manager |
Technology |
112.00 USD |
| Apr 2008 |
LDK Solar Co. Ltd |
Convertible |
Co-Manager |
Technology |
400.00 USD |
| Apr 2008 |
Constant Contact, Inc. |
Follow-on Offering |
Co-Manager |
Technology |
72.00 USD |
| Mar 2008 |
Visa, Inc. |
Initial Public Offering |
Co-Manager |
Other |
17,864.00 USD |
| Mar 2008 |
Sterling Services Group |
Private Placement |
Co-Lead Agent |
Other |
42.60 USD |
| Feb 2008 |
MAKO Surgical Corp. |
Initial Public Offering |
Co-Manager |
Health Care |
51.00 USD |
| Feb 2008 |
Acorda Therapeutics, Inc. |
Follow-on Offering |
Co-Manager |
Health Care |
71.00 USD |
| Feb 2008 |
Genoptix, Inc. |
Follow-on Offering |
Co-Manager |
Health Care |
53.00 USD |
| Dec 2007 |
Comverge, Inc. |
Follow-on Offering |
Co-Manager |
Alternative Energy Technology |
116.00 USD |
| Dec 2007 |
Cougar Biotechnology |
PIPE/RD |
Co-Agent |
Health Care |
87.00 USD |
| Dec 2007 |
Ardea Biosciences |
PIPE/RD |
Co-Agent |
Health Care |
40.00 USD |
| Nov 2007 |
Aurora Flight Sciences |
Private Placement |
Sole Agent |
Aerospace & Defense |
15.00 USD |
| Nov 2007 |
Akeena Solar |
PIPE/RD |
Sole Agent |
Alternative Energy Technology |
26.10 USD |
| Nov 2007 |
Kona Grill |
PIPE/RD |
Sole Agent |
Consumer |
10.56 USD |
| Nov 2007 |
Mylan Inc. |
Convertible |
Co-Manager |
Health Care |
1,860.00 USD |
| Nov 2007 |
SoundBite Communications, Inc. |
Initial Public Offering |
Bookrunner |
Technology |
42.00 USD |
| Nov 2007 |
Enteromedics Inc. |
Initial Public Offering |
Co-Manager |
Health Care |
40.00 USD |
| Nov 2007 |
Bookham, Inc. |
Follow-on Offering |
Co-Manager |
Technology |
44.00 USD |
| Nov 2007 |
Mylan Inc. |
Follow-on Offering |
Co-Manager |
Health Care |
749.00 USD |
| Oct 2007 |
DealerTrack Holdings,Inc |
Follow-on Offering |
Co-Manager |
Technology |
209.00 USD |
| Oct 2007 |
Constant Contact |
Initial Public Offering |
Co-Manager |
Technology |
107.00 USD |
| Oct 2007 |
Targanta Therapeutics |
Initial Public Offering |
Co-Manager |
Health Care |
58.00 USD |
| Oct 2007 |
Trans1 Inc. |
Initial Public Offering |
Co-Manager |
Health Care |
83.00 USD |
| Oct 2007 |
Ulta Salon, Cosmetics & Fragrance, Inc. |
Initial Public Offering |
Co-Manager |
Consumer |
154.00 USD |
| Oct 2007 |
Genoptix, Inc. |
Initial Public Offering |
Co-Manager |
Health Care |
85.00 USD |
| Oct 2007 |
012.Smile Communications |
Initial Public Offering |
Co-Lead Manager |
Technology |
80.00 USD |
| Oct 2007 |
EDAP |
PIPE/RD |
Placement Agent |
Health Care |
20.00 USD |
| Aug 2007 |
Electro-Optical Sciences |
PIPE/RD |
Placement Agent |
Health Care |
11.50 USD |
| Aug 2007 |
First Solar, Inc. |
Follow-on Offering |
Co-Manager |
Alternative Energy Technology |
618.00 USD |
| Aug 2007 |
Double-Take Software, Inc. |
Follow-on Offering |
Bookrunner |
Technology |
45.00 USD |
| Aug 2007 |
Sucampo Pharmaceuticals, Inc. |
Initial Public Offering |
Bookrunner |
Health Care |
43.00 USD |
| Aug 2007 |
Virtusa |
Initial Public Offering |
Co-Manager |
Technology |
62.00 USD |
| Aug 2007 |
Masimo Corporation |
Initial Public Offering |
Co-Manager |
Health Care |
203.00 USD |
| Jul 2007 |
SunPower Corporation |
Follow-on Offering |
Co-Manager |
Alternative Energy Technology |
158.00 USD |
| Jul 2007 |
BladeLogic, Inc. |
Initial Public Offering |
Co-Manager |
Technology |
85.00 USD |
| Jul 2007 |
SunPower Corporation |
Convertible |
Co-Manager |
Alternative Energy Technology |
200.00 USD |
| Jun 2007 |
Cogent Communications Group, Inc. |
Convertible |
Co-Lead Manager |
Technology |
200.00 USD |
| Jun 2007 |
Einstein Noah Restaurant Group, Inc. |
Initial Public Offering |
Bookrunner |
Consumer |
90.00 USD |
| Jun 2007 |
BioFuel Energy |
Initial Public Offering |
Co-Manager |
Alternative Energy Technology |
99.00 USD |
| Jun 2007 |
AuthenTec, Inc. |
Initial Public Offering |
Co-Lead Manager |
Technology |
83.00 USD |
| Jun 2007 |
Acusphere |
PIPE/RD |
Sole Agent |
Health Care |
20.00 USD |
| Jun 2007 |
Athersys |
PIPE/RD |
Co-Lead Agent |
Health Care |
65.00 USD |
| Jun 2007 |
pSivida |
PIPE/RD |
Placement Agent |
Health Care |
18.00 USD |
| Jun 2007 |
Citi Trends Inc. |
Follow-on Offering |
Co-Manager |
Consumer |
90.00 USD |
| May 2007 |
Pharmion Corporation |
Follow-on Offering |
Co-Lead Manager |
Health Care |
120.00 USD |
| May 2007 |
Spirit Aerosystems Holdings, Inc. |
Follow-on Offering |
Co-Manager |
Aerospace & Defense |
1,056.00 USD |
| May 2007 |
Evergreen Solar, Inc. |
Follow-on Offering |
Co-Manager |
Alternative Energy Technology |
124.00 USD |
| May 2007 |
Orbcomm Inc. |
Follow-on Offering |
Bookrunner |
Aerospace & Defense |
81.00 USD |
| May 2007 |
Sunesis Pharmaceuticals, Inc. |
Follow-on Offering |
Co-Manager |
Health Care |
21.00 USD |
| May 2007 |
Trina Solar Limited |
Follow-on Offering |
Co-Manager |
Alternative Energy Technology |
243.00 USD |
| May 2007 |
Silicom Connectivity Solutions |
PIPE/RD |
Co-Lead Agent |
Technology |
17.94 USD |
| May 2007 |
Epicor Software |
Convertible |
Co-Manager |
Technology |
200.00 USD |
| May 2007 |
Qiao Xing Mobile |
Initial Public Offering |
Co-Manager |
Technology |
160.00 USD |
| May 2007 |
China Sungery Co., Ltd |
Initial Public Offering |
Co-Manager |
Alternative Energy Technology |
94.00 USD |
| May 2007 |
TechTarget, Inc. |
Initial Public Offering |
Co-Manager |
Technology |
100.00 USD |
| May 2007 |
TransTech Services Partners |
Initial Public Offering |
Bookrunner |
Technology |
36.00 USD |
| Apr 2007 |
Comverge, Inc. |
Initial Public Offering |
Co-Manager |
Technology |
95.00 USD |
| Apr 2007 |
Altus Pharmaceuticals Inc. |
Follow-on Offering |
Co-Manager |
Health Care |
86.00 USD |
| Apr 2007 |
Physicians Formula Holdings |
Follow-on Offering |
Co-Manager |
Consumer |
91.00 USD |
| Mar 2007 |
Terremark Worldwide |
Follow-on Offering |
Co-Manager |
Technology |
88.00 USD |
| Mar 2007 |
SenoRx, Inc. |
Initial Public Offering |
Co-Manager |
Health Care |
44.00 USD |
| Mar 2007 |
GIII Apparel Group |
Follow-on Offering |
Co-Lead Manager |
Consumer |
90.00 USD |
| Mar 2007 |
BigBand Networks |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
139.00 USD |
| Mar 2007 |
Iomai |
PIPE/RD |
Sole Agent |
Health Care |
31.90 USD |
| Feb 2007 |
SunPower |
Convertible |
Co-Manager |
Alternative Energy Technology |
175.00 USD |
| Feb 2007 |
Opnext |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
254.00 USD |
| Feb 2007 |
Kosan Biosciences |
PIPE/RD |
Placement Agent |
Health Care |
45.50 USD |
| Feb 2007 |
OccuLogix |
PIPE/RD |
Sole Agent |
Health Care |
10.00 USD |
| Jan 2007 |
Isis Pharmaceuticals |
Convertible |
Co-Manager |
Health Care |
125.00 USD |
| Jan 2007 |
Smart Modular Technologies |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
175.00 USD |
| Jan 2007 |
Kenexa |
Follow-on Offering |
Co-Lead Manager |
Technology, Media & Telecommunications |
120.00 USD |
| Jan 2007 |
Savvis |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
297.00 USD |
| Jan 2007 |
Inverness Medical Innovations |
Follow-on Offering |
Co-Manager |
Health Care |
238.00 USD |
| Jan 2007 |
Xtent |
Initial Public Offering |
Co-Manager |
Health Care |
75.00 USD |
| Dec 2006 |
Volcano |
Follow-on Offering |
Co-Manager |
Health Care |
123.00 USD |
| Dec 2006 |
Arena Pharmaceuticals |
Initial Public Offering |
Co-Manager |
Health Care |
152.00 USD |
| Dec 2006 |
MEDecision |
Initial Public Offering |
Bookrunner |
Technology, Media & Telecommunications |
47.00 USD |
| Dec 2006 |
Gilat Satellite Networks |
Initial Public Offering |
Bookrunner |
Aerospace & Defense |
56.00 USD |
| Dec 2006 |
Double-Take Software |
Initial Public Offering |
Bookrunner |
Technology, Media & Telecommunications |
83.00 USD |
| Dec 2006 |
Affymax |
Initial Public Offering |
Co-Lead Manager |
Health Care |
93.00 USD |
| Dec 2006 |
Trina Solar |
Initial Public Offering |
Co-Lead Manager |
Alternative Energy Technology |
98.00 USD |
| Dec 2006 |
Artes Medical |
Initial Public Offering |
Bookrunner |
Health Care |
28.00 USD |
| Dec 2006 |
The Wet Seal |
Follow-on Offering |
Co-Manager |
Consumer |
96.00 USD |
| Nov 2006 |
Orbcomm |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
101.50 USD |
| Nov 2006 |
Emergent BioSolutions |
Initial Public Offering |
Co-Lead Manager |
Health Care |
62.50 USD |
| Nov 2006 |
Physicians Formula |
Initial Public Offering |
Co-Manager |
Consumer |
127.50 USD |
| Nov 2006 |
PeopleSupport |
Follow-on Offering |
Bookrunner |
Technology, Media & Telecommunications |
84.00 USD |
| Nov 2006 |
Alexion Pharmaceuticals |
Follow-on Offering |
Co-Manager |
Health Care |
129.00 USD |
| Nov 2006 |
First Solar |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
400.00 USD |
| Nov 2006 |
Spirit Aerosystems |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
1,432.00 USD |
| Nov 2006 |
PhotoMedex |
PIPE/RD |
Placement Agent |
Health Care |
11.40 USD |
| Nov 2006 |
CDC Corporation |
PIPE/RD |
Placement Agent |
Technology |
168.00 USD |
| Oct 2006 |
Cellfish |
Private Placement |
Placement Agent |
Technology, Media & Telecommunications |
50.00 USD |
| Oct 2006 |
Greenway Medical Technology |
Private Placement |
Placement Agent |
Technology |
22.00 USD |
| Oct 2006 |
Dyadic International |
PIPE/RD |
Placement Agent |
Alternative Energy Technology |
10.00 USD |
| Oct 2006 |
Exelixis |
Follow-on Offering |
Co-Lead Manager |
Health Care |
84.00 USD |
| Oct 2006 |
OctoPlus |
Initial Public Offering |
Bookrunner |
Health Care |
20.00 EUR |
| Oct 2006 |
DealerTrack Holdings |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
237.00 USD |
| Oct 2006 |
LeCroy Corp |
Convertible |
Bookrunner |
Technology, Media & Telecommunications |
60.00 USD |
| Oct 2006 |
SAIC |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
1,125.00 USD |
| Oct 2006 |
Stanley |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
81.90 USD |
| Oct 2006 |
LeMaitre Vascular |
Initial Public Offering |
Co-Manager |
Health Care |
38.50 USD |
| Oct 2006 |
Achillion Pharmaceuticals |
Initial Public Offering |
Co-Lead Manager |
Health Care |
51.80 USD |
| Oct 2006 |
NightHawk Radiology Holdings |
Follow-on Offering |
Co-Manager |
Health Care |
101.80 USD |
| Oct 2006 |
Optium Corp |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
91.00 USD |
| Sep 2006 |
DivX |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
146.00 USD |
| Sep 2006 |
Bookham |
PIPE/RD |
Placement Agent |
Technology |
31.30 USD |
| Aug 2006 |
Bravo! Foods International |
PIPE/RD |
Placement Agent |
Consumer |
30.00 USD |
| Aug 2006 |
Crocs |
Follow-on Offering |
Co-Manager |
Consumer |
229.00 USD |
| Aug 2006 |
Macrovision Corp |
Convertible |
Co-Lead Manager |
Technology, Media & Telecommunications |
240.00 USD |
| Jul 2006 |
Cowen Group |
Initial Public Offering |
Bookrunner |
Other |
179.00 USD |
| Jul 2006 |
Conor Medsystems |
Follow-on Offering |
Co-Manager |
Health Care |
96.00 USD |
| Jun 2006 |
Earth Biofuels |
PIPE/RD |
Placement Agent |
Alternative Energy Technology |
52.50 USD |
| Jun 2006 |
Verigy |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
127.50 USD |
| Jun 2006 |
Volcano |
Initial Public Offering |
Co-Manager |
Health Care |
62.60 USD |
| Jun 2006 |
Techwell |
Initial Public Offering |
Co-Lead Manager |
Technology |
50.70 USD |
| Jun 2006 |
Replidyne |
Initial Public Offering |
Co-Manager |
Technology |
50.10 USD |
| Jun 2006 |
Gmarket |
Initial Public Offering |
Other |
Consumer |
144.10 USD |
| May 2006 |
Pacific Ethanol |
PIPE/RD |
Placement Agent |
Alternative Energy Technology |
145.00 USD |
| May 2006 |
Nestor |
PIPE/RD |
Placement Agent |
Technology |
28.55 USD |
| May 2006 |
Illumina |
Follow-on Offering |
Co-Lead Manager |
Health Care |
103.00 USD |
| May 2006 |
Chipotle Mexican Grill |
Follow-on Offering |
Other |
Consumer |
285.00 USD |
| May 2006 |
Redback Networks |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
200.00 USD |
| May 2006 |
MasterCard |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
2,579.30 USD |
| May 2006 |
Global Cash Access |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
164.00 USD |
| May 2006 |
SunPower |
Follow-on Offering |
Co-Manager |
Alternative Energy Technology |
207.00 USD |
| May 2006 |
Lakewood Pathology Associates |
Private Placement |
Placement Agent |
Health Care |
50.00 USD |
| May 2006 |
Achillion Pharmaceuticals, Inc. |
Private Placement |
Placement Agent |
Health Care |
13.75 USD |
| May 2006 |
Luminus Devices, Inc. |
Private Placement |
Placement Agent |
Technology |
38.00 USD |
| May 2006 |
Northstar Neuroscience |
Initial Public Offering |
Bookrunner |
Health Care |
122.50 USD |
| May 2006 |
Novacea |
Initial Public Offering |
Bookrunner |
Health Care |
44.90 USD |
| Apr 2006 |
Cougar Biotechnology, Inc. |
Private Placement |
Placement Agent |
Health Care |
47.50 USD |
| Apr 2006 |
Nasdaq Stock Market |
Follow-on Offering |
Co-Manager |
Technology |
692.00 USD |
| Apr 2006 |
Acusphere |
PIPE/RD |
Placement Agent |
Health Care |
40.00 USD |
| Apr 2006 |
Cougar Biotechnology |
PIPE/RD |
Placement Agent |
Health Care |
47.50 USD |
| Apr 2006 |
NicOx S.A. |
PIPE/RD |
Placement Agent |
Health Care |
45.50 EUR |
| Apr 2006 |
Cyclacel Pharmaceuticals |
PIPE/RD |
Placement Agent |
Health Care |
45.00 USD |
| Mar 2006 |
Kosan Biosciences |
Follow-on Offering |
Co-Lead Manager |
Health Care |
25.00 USD |
| Mar 2006 |
Genta |
PIPE/RD |
Placement Agent |
Health Care |
40.85 USD |
| Mar 2006 |
Allied Defense Group |
PIPE/RD |
Placement Agent |
Aerospace & Defense |
30.00 USD |
| Mar 2006 |
MRV Communications |
PIPE/RD |
Placement Agent |
Technology, Media & Telecommunications |
74.50 USD |
| Mar 2006 |
Sunesis Pharmaceuticals |
PIPE/RD |
Placement Agent |
Health Care |
45.30 USD |
| Mar 2006 |
Metabasis Therapeutics |
PIPE/RD |
Placement Agent |
Health Care |
40.00 USD |
| Mar 2006 |
CombinatoRx |
PIPE/RD |
Placement Agent |
Health Care |
48.00 USD |
| Mar 2006 |
BioMarin Pharmaceutical |
Follow-on Offering |
Co-Manager |
Health Care |
117.00 USD |
| Mar 2006 |
Tim Horton's |
Initial Public Offering |
Co-Manager |
Consumer |
772.50 USD |
| Mar 2006 |
Nextest Systems |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
86.90 USD |
| Mar 2006 |
ID Systems |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
60.00 USD |
| Mar 2006 |
Rackable Systems |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
293.00 USD |
| Mar 2006 |
Kenexa |
Follow-on Offering |
Other |
Technology, Media & Telecommunications |
166.00 USD |
| Mar 2006 |
Energy Conversion Devices |
Follow-on Offering |
Co-Manager |
Alternative Energy Technology |
343.00 USD |
| Feb 2006 |
Somanetics |
Follow-on Offering |
Co-Lead Manager |
Health Care |
55.00 USD |
| Feb 2006 |
Moog |
Follow-on Offering |
Other |
Aerospace & Defense |
31.00 USD |
| Feb 2006 |
Acorda Therapeutics |
Initial Public Offering |
Co-Manager |
Health Care |
36.50 USD |
| Feb 2006 |
Iomai |
Initial Public Offering |
Co-Lead Manager |
Health Care |
35.00 USD |
| Feb 2006 |
NightHawk Radiology Holdings |
Initial Public Offering |
Co-Manager |
Health Care |
115.90 USD |
| Feb 2006 |
Morton's Restaurant Group |
Initial Public Offering |
Co-Manager |
Consumer |
174.50 USD |
| Feb 2006 |
YM Biosciences |
PIPE/RD |
Placement Agent |
Health Care |
40.10 USD |
| Feb 2006 |
Entremed |
PIPE/RD |
Placement Agent |
Health Care |
30.00 USD |
| Feb 2006 |
uBid.com |
PIPE/RD |
Sole Agent |
Consumer |
58.50 USD |
| Feb 2006 |
Crocs |
Initial Public Offering |
Co-Manager |
Consumer |
239.09 USD |
| Jan 2006 |
Infosonics |
PIPE/RD |
Placement Agent |
Technology |
14.40 USD |
| Jan 2006 |
Solexa |
PIPE/RD |
Placement Agent |
Health Care |
40.00 USD |
| Jan 2006 |
New York & Co. |
Follow-on Offering |
Co-Manager |
Consumer |
149.00 USD |
| Jan 2006 |
Citi Trends |
Follow-on Offering |
Co-Manager |
Consumer |
81.00 USD |
| Jan 2006 |
Chipotle Mexican Grill |
Initial Public Offering |
Bookrunner |
Consumer |
199.30 USD |
| Jan 2006 |
Altus Pharmaceuticals |
Initial Public Offering |
Co-Manager |
Health Care |
120.80 USD |
| Jan 2006 |
Arena Pharmaceuticals |
Follow-on Offering |
Co-Manager |
Health Care |
180.00 USD |
| Jan 2006 |
AAR Corp |
Convertible |
Co-Lead Manager |
Aerospace & Defense |
150.00 USD |
| Jan 2006 |
Alnylam Pharmaceuticals |
Follow-on Offering |
Co-Manager |
Health Care |
67.00 USD |
| Dec 2005 |
Cambridge Display Technology |
PIPE/RD |
Placement Agent |
Technology |
17.50 USD |
| Dec 2005 |
uBid.com |
PIPE/RD |
Placement Agent |
Consumer |
45.00 USD |
| Dec 2005 |
Discovery Laboratories |
PIPE/RD |
Sole Agent |
Health Care |
20.00 USD |
| Dec 2005 |
Halozyme Therapeutics |
PIPE/RD |
Placement Agent |
Health Care |
17.50 USD |
| Dec 2005 |
GTC Biotherapeutics |
PIPE/RD |
Placement Agent |
Health Care |
16.66 USD |
| Dec 2005 |
OXiGENE, Inc. |
Follow-on Offering |
Other |
Health Care |
27.00 USD |
| Dec 2005 |
McCormick & Schmick's Seafood Restaurants |
Follow-on Offering |
Co-Manager |
Consumer |
116.00 USD |
| Dec 2005 |
Suntech Power Holdings |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
455.10 USD |
| Dec 2005 |
DealerTrack Holdings |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
195.50 USD |
| Dec 2005 |
Witness Systems, Inc. |
Follow-on Offering |
Co-Lead Manager |
Technology, Media & Telecommunications |
82.00 USD |
| Dec 2005 |
BE Aerospace |
Follow-on Offering |
Co-Manager |
Aerospace & Defense |
284.00 USD |
| Dec 2005 |
ViroPharma Incorporated |
Follow-on Offering |
Co-Manager |
Health Care |
173.00 USD |
| Dec 2005 |
Rackable Systems |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
152.00 USD |
| Nov 2005 |
SunPower |
Initial Public Offering |
Co-Manager |
Alternative Energy Technology |
159.40 USD |
| Nov 2005 |
Digene Corporation |
Follow-on Offering |
Co-Manager |
Health Care |
97.00 USD |
| Nov 2005 |
Bravo! Foods International |
PIPE/RD |
Placement Agent |
Consumer |
20.25 USD |
| Nov 2005 |
Solexa |
PIPE/RD |
Placement Agent |
Health Care |
65.00 USD |
| Nov 2005 |
CombinatoRx |
Initial Public Offering |
Bookrunner |
Health Care |
48.30 USD |
| Oct 2005 |
Vasogen |
PIPE/RD |
Placement Agent |
Health Care |
40.00 USD |
| Oct 2005 |
Endo Pharmaceuticals Holdings, Inc. |
Follow-on Offering |
Co-Manager |
Health Care |
868.40 USD |
| Oct 2005 |
Panacos Pharmaceuticals, Inc. |
Follow-on Offering |
Lead Manager |
Health Care |
86.60 USD |
| Oct 2005 |
GTX |
Follow-on Offering |
Lead Manager |
Health Care |
49.30 USD |
| Oct 2005 |
Bookham, Inc. |
Follow-on Offering |
Lead Manager |
Technology, Media & Telecommunications |
53.40 USD |
| Oct 2005 |
Inter Parfums, Inc. |
Follow-on Offering |
Co-Manager |
Consumer |
53.30 USD |
| Oct 2005 |
Local Matters, Inc. |
Private Placement |
Placement Agent |
Technology |
20.00 USD |
| Sep 2005 |
Geron Corp. |
Follow-on Offering |
Co-Manager |
Health Care |
62.10 USD |
| Sep 2005 |
Renovis |
Follow-on Offering |
Co-Manager |
Health Care |
54.00 USD |
| Sep 2005 |
Metabasis Therapeutics |
PIPE/RD |
Co-Lead Agent |
Health Care |
40.00 USD |
| Sep 2005 |
GenVec |
PIPE/RD |
Sole Agent |
Health Care |
14.50 USD |
| Sep 2005 |
Nektar Therapeutics |
Convertible |
Co-Manager |
Health Care |
315.00 USD |
| Sep 2005 |
Global Cash Access |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
256.00 USD |
| Sep 2005 |
Sunesis Pharmaceuticals |
Initial Public Offering |
Lead Manager |
Health Care |
42.00 USD |
| Sep 2005 |
Caribou Coffee Company |
Initial Public Offering |
Co-Manager |
Consumer |
75.00 USD |
| Sep 2005 |
VistaPrint |
Initial Public Offering |
Co-Manager |
Consumer |
138.20 USD |
| Sep 2005 |
Smith & Wesson Holding Corporation |
PIPE/RD |
Placement Agent |
Aerospace & Defense |
26.16 USD |
| Aug 2005 |
Ariad Pharmaceuticals, Inc. |
Follow-on Offering |
Co-Manager |
Health Care |
54.00 USD |
| Aug 2005 |
Anadys Pharmaceuticals |
Follow-on Offering |
Lead Manager |
Health Care |
71.30 USD |
| Aug 2005 |
Santarus |
PIPE/RD |
Placement Agent |
Health Care |
31.24 USD |
| Aug 2005 |
Superconductor Technologies |
PIPE/RD |
Placement Agent |
Technology |
12.50 USD |
| Aug 2005 |
WorldSpace |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
249.20 USD |
| Aug 2005 |
Advanced Analogic Technologies |
Initial Public Offering |
Co-Manager |
Technology, Media & Telecommunications |
121.90 USD |
| Aug 2005 |
Hoku Scientific |
Initial Public Offering |
Co-Manager |
Alternative Energy Technology |
22.10 USD |
| Aug 2005 |
Ruth's Chris Steak House |
Initial Public Offering |
Co-Manager |
Consumer |
269.10 USD |
| Aug 2005 |
WorldGate Communications |
PIPE/RD |
Placement Agent |
Technology |
17.50 USD |
| Jul 2005 |
L 3 Communications Holdings Inc |
Convertible |
Co-Manager |
Technology, Media & Telecommunications |
600.00 USD |
| Jul 2005 |
Momenta Pharmaceuticals |
Follow-on Offering |
Co-Manager |
Health Care |
130.43 USD |
| Jun 2005 |
WellCare |
Follow-on Offering |
Co-Manager |
Health Care |
265.36 USD |
| Jun 2005 |
CV Therapeutics Inc |
Follow-on Offering |
Co-Manager |
Health Care |
180.36 USD |
| Jun 2005 |
Texas Roadhouse |
Follow-on Offering |
Co-Manager |
Consumer |
118.18 USD |
| Jun 2005 |
Kenexa |
Initial Public Offering |
Bookrunner |
Technology, Media & Telecommunications |
69.00 USD |
| Jun 2005 |
Evergreen Solar Inc |
Convertible |
Lead Manager |
Alternative Energy Technology |
90.00 USD |
| Jun 2005 |
Cogent |
Follow-on Offering |
Co-Manager |
Technology, Media & Telecommunications |
322.58 USD |
| Jun 2005 |
Cosi Inc |
Follow-on Offering |
Lead Manager |
Consumer |
36.78 USD |
| May 2005 |
Citi Trends |
Initial Public Offering |
Co-Manager |
Consumer |
61.99 USD |
| May 2005 |
Dyax |
PIPE/RD |
Co-Lead Agent |
Health Care |
25.26 USD |
| Apr 2005 |
DexCom |
Initial Public Offering |
Co-Lead Manager |
Health Care |
56.40 USD |
| Apr 2005 |
Solexa |
PIPE/RD |
Sole Agent |
Health Care |
32.50 USD |
| Mar 2005 |
Encysive Pharmaceuticals Inc |
Convertible |
Lead Manager |
Health Care |
130.00 USD |
| Mar 2005 |
Design Within Reach |
Follow-on Offering |
Co-Manager |
Consumer |
32.71 USD |
| Mar 2005 |
Vivus Inc |
Follow-on Offering |
Lead Manager |
Health Care |
21.25 USD |
| Mar 2005 |
Terremark Worldwide Inc |
Follow-on Offering |
Lead Manager |
Technology, Media & Telecommunications |
43.80 USD |
| Mar 2005 |
Allied Waste Industries Inc |
Convertible |
Other |
Other |
600.00 USD |
| Mar 2005 |
Molecular Insight Pharmaceuticals, Inc. |
Private Placement |
Placement Agent |
Health Care |
28.50 USD |
| Mar 2005 |
Ener1 |
PIPE/RD |
Placement Agent |
Alternative Energy Technology |
14.20 USD |
| Feb 2005 |
Lions Gate Entertainment Corp |
Convertible |
Lead Manager |
Technology, Media & Telecommunications |
175.00 USD |
| Feb 2005 |
Acusphere |
Convertible |
Co-Manager |
Health Care |
45.00 USD |
| Feb 2005 |
Tercica |
Follow-on Offering |
Lead Manager |
Health Care |
55.20 USD |
| Feb 2005 |
Evergreen Solar Inc |
Follow-on Offering |
Lead Manager |
Alternative Energy Technology |
66.73 USD |
| Feb 2005 |
Northfield Laboratories Inc |
Follow-on Offering |
Lead Manager |
Health Care |
77.63 USD |
| Feb 2005 |
Point Therapeutics |
PIPE/RD |
Co-Lead Agent |
Health Care |
16.40 USD |
| Feb 2005 |
Discovery Laboratories |
PIPE/RD |
Sole Agent |
Health Care |
29.10 USD |
| Feb 2005 |
Kontron AG |
PIPE/RD |
Placement Agent |
Technology |
19.33 EUR |
| Jan 2005 |
Alexion Pharmaceuticals Inc |
Convertible |
Lead Manager |
Health Care |
150.00 USD |
| Jan 2005 |
Vasogen |
PIPE/RD |
Placement Agent |
Health Care |
42.30 USD |
| Jan 2005 |
GTC Biotherapeutics |
PIPE/RD |
Sole Agent |
Health Care |
10.50 USD |
| Dec 2004 |
Cambridge Display Technology |
Initial Public Offering |
Bookrunner |
Technology |
30.00 USD |
| Dec 2004 |
Conor Medsystems |
Initial Public Offering |
Co-Lead Manager |
Health Care |
89.70 USD |
| Dec 2004 |
Adeza Biomedical |
Initial Public Offering |
Co-Manager |
Health Care |
69.00 USD |
| Dec 2004 |
OccuLogix |
Initial Public Offering |
Co-Manager |
Health Care |
100.80 USD |
| Dec 2004 |
Kontron AG |
PIPE/RD |
Placement Agent |
Technology |
3.69 EUR |
| Dec 2004 |
V.I. Technologies/Panacos Pharmaceuticals |
PIPE/RD |
Placement Agent |
Health Care |
20.00 USD |
| Dec 2004 |
Aradigm |
PIPE/RD |
Sole Agent |
Health Care |
12.50 USD |
| Dec 2004 |
elbion |
Private Placement |
Placement Agent |
Health Care |
25.00 EUR |
| Dec 2004 |
Sandburst |
Private Placement |
Placement Agent |
Technology |
15.00 USD |
| Nov 2004 |
Kintera |
PIPE/RD |
Placement Agent |
Technology |
17.50 USD |
| Nov 2004 |
PortalPlayer |
Initial Public Offering |
Co-Manager |
Technology |
122.19 USD |
| Nov 2004 |
Classmates Online, Inc. -- Sale to United Online, Inc. |
M&A |
Target Advisor |
Consumer |
125.00 USD |
| Nov 2004 |
Wild Brain, Inc. |
Private Placement |
Placement Agent |
Media & Communications |
30.00 USD |
| Nov 2004 |
Art Technology Group, Inc. -- Acquisition of Primus Knowledge Solutions, Inc |
M&A |
Acquiror Advisor |
Technology |
31.00 USD |
| Oct 2004 |
DreamWorks Animation |
Initial Public Offering |
Co-Manager |
Media & Communications |
933.80 USD |
| Oct 2004 |
Telvent GIT SA |
Initial Public Offering |
Co-Manager |
Technology |
84.20 USD |
| Oct 2004 |
Celebrate Express |
Initial Public Offering |
Bookrunner |
Consumer |
57.04 USD |
| Oct 2004 |
Cell Genesys Inc |
Convertible |
Co-Manager |
Health Care |
145.00 USD |
| Oct 2004 |
PlanetOut |
Initial Public Offering |
Bookrunner |
Technology |
48.13 USD |
| Oct 2004 |
Halozyme Therapeutics |
PIPE/RD |
Sole Agent |
Health Care |
13.90 USD |
| Oct 2004 |
HealthMarket -- Sale to UICI |
M&A |
Target Advisor |
Technology |
Undisclosed |
| Oct 2004 |
Revivant Corporation -- Sale to Zoll Medical Corporation |
M&A |
Target Advisor |
Technology |
30.00 USD |
| Oct 2004 |
Texas Roadhouse |
Initial Public Offering |
Co-Manager |
Consumer |
183.31 USD |
| Sep 2004 |
PeopleSupport |
Initial Public Offering |
Bookrunner |
Technology |
51.95 USD |
| Sep 2004 |
SI International Inc |
Follow-on Offering |
Co-Manager |
Aerospace & Defense |
76.91 USD |
| Sep 2004 |
Universal Chemical Technologies, Inc. |
Private Placement |
Placement Agent |
Aerospace & Defense |
12.00 USD |
| Sep 2004 |
NicOx S.A. |
PIPE/RD |
Placement Agent |
Health Care |
26.00 EUR |
| Sep 2004 |
Lions Gate Entertainment Corp |
Convertible |
Lead Manager |
Media & Communications |
149.88 USD |
| Sep 2004 |
Cogent |
Initial Public Offering |
Co-Manager |
Technology |
248.40 USD |
| Sep 2004 |
ZYCOS, Inc. -- Sale to MGI PHARMA, Inc. |
M&A |
Target Advisor |
Health Care |
50.00 USD |
| Jul 2004 |
Acusphere |
PIPE/RD |
Sole Agent |
Health Care |
21.50 USD |
| Jul 2004 |
Inspire Pharmaceuticals Inc |
Follow-on Offering |
Co-Manager |
Health Care |
82.80 USD |
| Jul 2004 |
Santarus |
Follow-on Offering |
Lead Manager |
Health Care |
65.55 USD |
| Jul 2004 |
McCormick & Schmick's Seafood Restaurants |
Initial Public Offering |
Co-Manager |
Consumer |
72.00 USD |
| Jul 2004 |
Alexion Pharmaceuticals Inc |
Follow-on Offering |
Co-Manager |
Health Care |
85.25 USD |
| Jul 2004 |
Kintera |
PIPE/RD |
Placement Agent |
Technology |
20.00 USD |
| Jul 2004 |
Epicor Software Corporation -- Merger with Scala Business Solutions N.V. |
M&A |
Target Advisor |
Technology |
87.00 USD |
| Jul 2004 |
Marketing and Planning Systems (MaPS) -- Sale to Millward Brown, a WPP subsidiary |
M&A |
Target Advisor |
Media & Communications |
Undisclosed |
| Jun 2004 |
Provide-Commerce |
Follow-on Offering |
Lead Manager |
Consumer |
38.89 USD |
| Jun 2004 |
Allied Healthcare International Inc |
Follow-on Offering |
Lead Manager |
Health Care |
71.05 USD |
| Jun 2004 |
WellCare |
Initial Public Offering |
Co-Manager |
Health Care |
143.37 USD |
| Jun 2004 |
Design Within Reach |
Initial Public Offering |
Co-Manager |
Consumer |
56.58 USD |
| Jun 2004 |
Momenta Pharmaceuticals |
Initial Public Offering |
Lead Manager |
Health Care |
39.99 USD |
| Jun 2004 |
Radiation Therapy Services |
Initial Public Offering |
Co-Manager |
Health Care |
82.23 USD |
| Jun 2004 |
Kinetic Concepts |
Follow-on Offering |
Co-Manager |
Health Care |
764.75 USD |
| Jun 2004 |
Metabasis Therapeutics |
Initial Public Offering |
Bookrunner |
Health Care |
35.53 USD |
| Jun 2004 |
ePresence, Inc. -- Sale of majority owned subsidiary, Switchboard Incorporated, to InfoSpace, Inc. |
M&A |
Target Advisor |
Technology |
160.00 USD |
| Jun 2004 |
Genomics Collaborative, Inc. -- Sale to SeraCare Life Sciences, Inc. |
M&A |
Target Advisor |
Technology |
15.00 USD |
| Jun 2004 |
ePresence, Inc. -- Sale of assets to Unisys Corpoartion |
M&A |
Target Advisor |
Technology |
73.00 USD |
| Jun 2004 |
EPIX Medical Inc |
Convertible |
Lead Manager |
Health Care |
100.00 USD |
| May 2004 |
Critical Therapeutics |
Initial Public Offering |
Bookrunner |
Health Care |
42.77 USD |
| May 2004 |
Perry Ellis International Inc |
Follow-on Offering |
Co-Manager |
Consumer |
39.60 USD |
| May 2004 |
JupiterMedia Corp |
Follow-on Offering |
Co-Manager |
Media & Communications |
40.09 USD |
| May 2004 |
X-Site Medical, LLC -- Sale to Datascope Corp |
M&A |
Target Advisor |
Technology |
Undisclosed |
| May 2004 |
Lumenos, Inc. |
Private Placement |
Placement Agent |
Health Care |
36.90 USD |
| May 2004 |
Deckers Outdoor Corp |
Follow-on Offering |
Co-Manager |
Consumer |
86.63 USD |
| May 2004 |
CV Therapeutics Inc |
Convertible |
Co-Manager |
Health Care |
150.00 USD |
| May 2004 |
Northfield Laboratories |
PIPE/RD |
Sole Agent |
Health Care |
23.50 USD |
| May 2004 |
Vivendi Universal SA -- Merger with General Electric's NBC Network |
M&A |
Target Advisor |
Media & Communications |
14,000.00 USD |
| May 2004 |
Illumina |
PIPE/RD |
Sole Agent |
Health Care |
30.70 USD |
| May 2004 |
Discovery Partners International Inc |
Follow-on Offering |
Lead Manager |
Health Care |
41.53 USD |
| Apr 2004 |
Transkaryotic Therapies Inc |
Convertible |
Lead Manager |
Health Care |
94.00 USD |
| Apr 2004 |
Novatel Wireless |
Follow-on Offering |
Co-Manager |
Technology |
93.00 USD |
| Apr 2004 |
Accenture Ltd |
Follow-on Offering |
Co-Manager |
Technology |
1,351.25 USD |
| Apr 2004 |
Bruker Biosciences |
Follow-on Offering |
Co-Manager |
Health Care |
77.63 USD |
| Apr 2004 |
Mercury Computer Systems Inc |
Convertible |
Lead Manager |
Aerospace & Defense |
125.00 USD |
| Apr 2004 |
Spectrum Pharmaceuticals |
PIPE/RD |
Sole Agent |
Health Care |
25.00 USD |
| Apr 2004 |
Immunicon |
Initial Public Offering |
Co-Manager |
Health Care |
55.20 USD |
| Apr 2004 |
I-Flow Corp |
Follow-on Offering |
Lead Manager |
Health Care |
46.35 USD |
| Apr 2004 |
LeCroy Corp |
Follow-on Offering |
Lead Manager |
Technology |
32.78 USD |
| Apr 2004 |
Sand Video, Inc. -- Sale to Broadcom Corporation |
M&A |
Target Advisor |
Technology |
78.00 USD |
| Apr 2004 |
Memory Pharmaceuticals |
Initial Public Offering |
Co-Lead Manager |
Health Care |
40.25 USD |
| Apr 2004 |
PROTOMETRIX, Inc. -- Sale to Invitrogen |
M&A |
Target Advisor |
Health Care |
105.00 USD |
| Mar 2004 |
Santarus |
Initial Public Offering |
Lead Manager |
Health Care |
62.10 USD |
| Mar 2004 |
Cutera |
Initial Public Offering |
Co-Manager |
Health Care |
56.87 USD |
| Mar 2004 |
Caesars Entertainment Inc |
Convertible |
Co-Manager |
Other |
375.00 USD |
| Mar 2004 |
Salmedix, Inc. |
Private Placement |
Placement Agent |
Health Care |
45.00 USD |
| Mar 2004 |
Tessera Technologies Inc |
Follow-on Offering |
Co-Manager |
Technology |
85.70 USD |
| Mar 2004 |
Marathon Oil Corp |
Follow-on Offering |
Co-Manager |
Other |
1,035.00 USD |
| Mar 2004 |
Anadys Pharmaceuticals |
Initial Public Offering |
Bookrunner |
Health Care |
49.00 USD |
| Mar 2004 |
Molina Healthcare |
Follow-on Offering |
Co-Manager |
Health Care |
80.50 USD |
| Mar 2004 |
Vical |
PIPE/RD |
Sole Agent |
Health Care |
18.60 USD |
| Mar 2004 |
Universal Display Corp |
Follow-on Offering |
Lead Manager |
Technology |
30.60 USD |
| Mar 2004 |
Tercica |
Initial Public Offering |
Co-Lead Manager |
Health Care |
56.93 USD |
| Mar 2004 |
Cell Genesys Inc |
Follow-on Offering |
Co-Manager |
Health Care |
61.09 USD |
| Mar 2004 |
GTC Biotherapeutics |
PIPE/RD |
Placement Agent |
Health Care |
15.00 USD |
| Mar 2004 |
Zilog Inc |
Follow-on Offering |
Lead Manager |
Technology |
53.15 USD |
| Mar 2004 |
Garden Fresh Restaurant Corp. -- Sale to an afffiliate of Fairmont Capital |
M&A |
Target Advisor |
Consumer |
125.00 USD |
| Mar 2004 |
NuGenesis Technologies Corporation -- Sale to Waters Corporation |
M&A |
Target Advisor |
Health Care |
43.00 USD |
| Mar 2004 |
V.I. Technologies |
PIPE/RD |
Sole Agent |
Health Care |
1.80 USD |
| Feb 2004 |
Amarin Corp. plc -- Asset sale to Valeant Pharmaceuticals International |
M&A |
Target Advisor |
Health Care |
46.00 USD |
| Feb 2004 |
Internap Network Services Corp |
Follow-on Offering |
Lead Manager |
Technology |
60.38 USD |
| Feb 2004 |
Kinetic Concepts |
Initial Public Offering |
Co-Manager |
Health Care |
621.00 USD |
| Feb 2004 |
Zantaz, Inc. -- Acquisition of EDUCOM TS, Inc. |
M&A |
Acquiror Advisor |
Technology |
Undisclosed |
| Feb 2004 |
UroGene SA |
Private Placement |
Placement Agent |
Health Care |
5.00 GBP |
| Feb 2004 |
KVH Industries Inc |
Follow-on Offering |
Lead Manager |
Technology |
51.56 USD |
| Feb 2004 |
Concerto Software, Inc. -- Merger with Melita International |
M&A |
Target Advisor |
Technology |
145.00 USD |
| Feb 2004 |
Targeted Genetics |
PIPE/RD |
Placement Agent |
Health Care |
25.50 USD |
| Feb 2004 |
Equinix Inc |
Convertible |
Lead Manager |
Technology |
86.25 USD |
| Feb 2004 |
Renovis |
Initial Public Offering |
Co-Manager |
Health Care |
75.90 USD |
| Feb 2004 |
GTX |
Initial Public Offering |
Co-Manager |
Health Care |
78.30 USD |
| Feb 2004 |
ONYX Pharmaceuticals Inc |
Follow-on Offering |
Co-Manager |
Health Care |
158.14 USD |
| Jan 2004 |
Authentidate Holding Corp. |
PIPE/RD |
Placement Agent |
Technology |
71.80 USD |
| Jan 2004 |
TIBCO Software Inc |
Follow-on Offering |
Co-Manager |
Technology |
472.65 USD |
| Jan 2004 |
Integrated Silicon Solution Inc |
Follow-on Offering |
Lead Manager |
Technology |
100.65 USD |
| Jan 2004 |
Pinnacle Entertainment Inc |
Follow-on Offering |
Co-Manager |
Media & Communications |
128.23 USD |
| Jan 2004 |
V.I. Technologies |
PIPE/RD |
Sole Agent |
Health Care |
4.30 USD |
| Jan 2004 |
Northfield Laboratories |
PIPE/RD |
Sole Agent |
Health Care |
15.00 USD |
| Jan 2004 |
Research in Motion Ltd |
Follow-on Offering |
Co-Manager |
Technology |
944.87 USD |
| Jan 2004 |
V.I. Technologies |
PIPE/RD |
Sole Agent |
Health Care |
6.60 USD |
| Dec 2003 |
Novuspharma SpA -- Merger with Cell Therapeutics |
M&A |
Acquiror Advisor |
Health Care |
240.00 USD |
| Dec 2003 |
DataDirect Technologies Limited -- Acquisition of DataDirect by Progress Software |
M&A |
Acquiror Advisor |
Technology |
88.00 USD |
| Dec 2003 |
Kintera |
Initial Public Offering |
Bookrunner |
Technology |
40.25 USD |
| Dec 2003 |
Encysive Pharmaceuticals Inc |
Follow-on Offering |
Lead Manager |
Health Care |
48.59 USD |
| Dec 2003 |
Provide-Commerce |
Initial Public Offering |
Bookrunner |
Consumer |
69.75 USD |
| Dec 2003 |
Encore Medical Corp |
Follow-on Offering |
Lead Manager |
Health Care |
61.09 USD |
| Dec 2003 |
Brooks Automation Inc |
Follow-on Offering |
Co-Manager |
Technology |
131.10 USD |
| Dec 2003 |
Kosan Biosciences |
PIPE/RD |
Placement Agent |
Health Care |
28.00 USD |
| Dec 2003 |
V.I. Technologies |
PIPE/RD |
Sole Agent |
Health Care |
3.40 USD |
| Nov 2003 |
Introgen Therapeutics |
PIPE/RD |
Sole Agent |
Health Care |
20.00 USD |
| Nov 2003 |
Lions Gate Entertainment Corp |
Convertible |
Lead Manager |
Media & Communications |
50.00 USD |
| Nov 2003 |
Channel Master LLC -- Sale of business assets to Andrew Corporation |
M&A |
Target Advisor |
Technology |
30.00 USD |
| Nov 2003 |
Allos Therapeutics |
PIPE/RD |
Sole Agent |
Health Care |
12.00 USD |
| Nov 2003 |
Interstate Hotels & Resorts Inc |
Follow-on Offering |
Co-Manager |
Other |
47.25 USD |
| Nov 2003 |
Buffalo Wild Wings |
Initial Public Offering |
Lead Manager |
Consumer |
58.65 USD |
| Nov 2003 |
Digital Theater Systems |
Follow-on Offering |
Lead Manager |
Technology |
129.13 USD |
| Nov 2003 |
Inveresk Research Group |
Follow-on Offering |
Co-Manager |
Health Care |
230.00 USD |
| Nov 2003 |
Kos Pharmaceuticals Inc |
Follow-on Offering |
Co-Manager |
Health Care |
254.44 USD |
| Nov 2003 |
Millennium Chemicals Inc |
Convertible |
Lead Manager |
Other |
150.00 USD |
| Nov 2003 |
Equinix Inc |
Follow-on Offering |
Lead Manager |
Technology |
103.50 USD |
| Nov 2003 |
Tularik Inc |
Follow-on Offering |
Co-Manager |
Health Care |
82.11 USD |
| Nov 2003 |
Aradigm |
PIPE/RD |
Sole Agent |
Health Care |
13.50 USD |
| Nov 2003 |
Misys plc HK -- Sale of Misys Securities Trading Systems to GL Trade |
M&A |
Target Advisor |
Technology |
Undisclosed |
| Nov 2003 |
Misys plc Japan -- Sale of Misys Securities Trading Systems to GL Trade |
M&A |
Target Advisor |
Technology |
Undisclosed |
| Nov 2003 |
Misys plc UK -- Sale of Misys Securities Trading Systems to GL Trade |
M&A |
Target Advisor |
Technology |
Undisclosed |
| Nov 2003 |
UpShot Corporation -- Acquisition of UpShot Corporation by Siebel Systems, Inc. |
M&A |
Acquiror Advisor |
Technology |
70.00 USD |
| Oct 2003 |
Geron Corp |
Follow-on Offering |
Co-Manager |
Health Care |
69.00 USD |
| Oct 2003 |
Tuesday Morning Corp |
Follow-on Offering |
Co-Manager |
Consumer |
219.08 USD |
| Oct 2003 |
Lions Gate Entertainment Corp |
Follow-on Offering |
Lead Manager |
Media & Communications |
67.50 USD |
| Oct 2003 |
Acusphere |
Initial Public Offering |
Bookrunner |
Health Care |
52.50 USD |
| Oct 2003 |
OraSure Technologies Inc |
Follow-on Offering |
Co-Manager |
Health Care |
45.00 USD |
| Sep 2003 |
Hollis-Eden Pharmaceuticals Inc |
Follow-on Offering |
Lead Manager |
Health Care |
62.50 USD |
| Sep 2003 |
Lecroy Corporation -- Repurchase of Series A Convertible Preferred Stock from Advent International |
M&A |
General Advisory |
Technology |
23.00 USD |
| Sep 2003 |
Orthovita |
PIPE/RD |
Sole Agent |
Health Care |
7.40 USD |
| Sep 2003 |
Accenture Ltd |
Follow-on Offering |
Co-Manager |
Technology |
1,980.30 USD |
| Sep 2003 |
Aurora Flight Sciences Corp. |
Private Placement |
Placement Agent |
Aerospace & Defense |
15.00 USD |
| Sep 2003 |
Alexion Pharmaceuticals Inc |
Follow-on Offering |
Lead Manager |
Health Care |
46.80 USD |
| Sep 2003 |
Lexar Media |
Follow-on Offering |
Lead Manager |
Technology |
94.88 USD |
| Sep 2003 |
Moog Inc |
Follow-on Offering |
Lead Manager |
Aerospace & Defense |
66.50 USD |
| Aug 2003 |
Universal Display |
PIPE/RD |
Placement Agent |
Technology |
16.10 USD |
| Aug 2003 |
Digimarc |
PIPE/RD |
Placement Agent |
Technology |
26.00 USD |
| Aug 2003 |
Diacrin, Inc. -- Merger with GenVec, Inc. |
M&A |
Target Advisor |
Health Care |
40.00 USD |
| Aug 2003 |
Ciphergen Biosystems |
Convertible |
Lead Manager |
Health Care |
25.00 USD |
| Aug 2003 |
Revivant Corp. |
Private Placement |
Placement Agent |
Health Care |
12.00 USD |
| Aug 2003 |
Cadence Design Systems Inc |
Convertible |
Lead Manager |
Technology |
420.00 USD |
| Aug 2003 |
Centene |
Follow-on Offering |
Lead Manager |
Health Care |
86.25 USD |
| Aug 2003 |
EPIX Medical Inc |
Follow-on Offering |
Lead Manager |
Health Care |
69.68 USD |
| Aug 2003 |
Encore Medical Corp |
Follow-on Offering |
Lead Manager |
Health Care |
42.55 USD |
| Aug 2003 |
Genelabs Technologies |
PIPE/RD |
Sole Agent |
Health Care |
2.70 USD |
| Jul 2003 |
Esperion Therapeutics Inc |
Follow-on Offering |
Co-Manager |
Health Care |
64.00 USD |
| Jul 2003 |
GTC Biotherapeutics |
PIPE/RD |
Sole Agent |
Health Care |
9.30 USD |
| Jul 2003 |
Dendreon -- Acquisition of Corvas International |
M&A |
Acquiror Advisor |
Health Care |
80.00 USD |
| Jul 2003 |
Innovex Inc |
Follow-on Offering |
Lead Manager |
Technology |
42.26 USD |
| Jul 2003 |
iPass |
Initial Public Offering |
Co-Manager |
Technology |
112.70 USD |
| Jul 2003 |
Northfield Laboratories |
PIPE/RD |
Sole Agent |
Health Care |
10.60 USD |
| Jul 2003 |
ONYX Pharmaceuticals Inc |
Follow-on Offering |
Co-Manager |
Health Care |
78.98 USD |
| Jul 2003 |
SilentRunner, Inc. a subsidiary of Raytheon Company -- Acquisition of SilentRunner, Inc. by Computer Associates |
M&A |
Acquiror Advisor |
Technology |
16.00 USD |
| Jul 2003 |
Eminent Research Systems Inc. -- Sale to PPD, Inc. |
M&A |
Target Advisor |
Health Care |
25.00 USD |
| Jul 2003 |
Alloy Inc |
Convertible |
Co-Manager |
Consumer |
65.00 USD |
| Jul 2003 |
InterVideo |
Initial Public Offering |
Bookrunner |
Technology |
39.20 USD |
| Jul 2003 |
Caliper Technologies Corp. -- Acquisition of Zymark Corp |
M&A |
Acquiror Advisor |
Health Care |
80.00 USD |
| Jul 2003 |
Electroglas - Design & Fab -- Sale of two product lines to FEI Company |
M&A |
Target Advisor |
Technology |
6.00 USD |
| Jul 2003 |
Digital Theater Systems |
Initial Public Offering |
Bookrunner |
Technology |
65.28 USD |
| Jul 2003 |
Cache Inc |
Follow-on Offering |
Co-Manager |
Consumer |
58.95 USD |
| Jul 2003 |
Endo Pharmaceuticals Holding Inc |
Follow-on Offering |
Co-Manager |
Health Care |
257.59 USD |
| Jul 2003 |
Wynn Resorts |
Convertible |
Co-Manager |
Other |
250.00 USD |
| Jul 2003 |
Molina Healthcare |
Initial Public Offering |
Co-Manager |
Health Care |
132.83 USD |
| Jul 2003 |
Ostex International, Inc. -- Sales to Inverness Medical Innovations, Inc. |
M&A |
Target Advisor |
Health Care |
31.00 USD |
| Jun 2003 |
Orthovita |
PIPE/RD |
Sole Agent |
Health Care |
13.70 USD |
| Jun 2003 |
Electronic Data Systems Corp - EDS |
Convertible |
Co-Manager |
Technology |
690.00 USD |
| Jun 2003 |
Nektar Therapeutics |
Convertible |
Co-Manager |
Health Care |
110.00 USD |
| Jun 2003 |
Exelixis |
Follow-on Offering |
Co-Manager |
Health Care |
79.90 USD |
| Jun 2003 |
Hollis-Eden Pharmaceuticals |
PIPE/RD |
Sole Agent |
Health Care |
15.00 USD |
| Jun 2003 |
AES Corp |
Follow-on Offering |
Co-Manager |
Other |
346.15 USD |
| Jun 2003 |
CV Therapeutics Inc |
Convertible |
Co-Manager |
Health Care |
100.00 USD |
| Jun 2003 |
Inflazyme Pharmaceuticals, Ltd. -- Acquisition of GlycoDesign, Inc. |
M&A |
Acquiror Advisor |
Health Care |
13.00 USD |
| Jun 2003 |
Cephalon Inc |
Convertible |
Co-Manager |
Health Care |
375.00 USD |
| Jun 2003 |
Cephalon Inc |
Convertible |
Co-Manager |
Health Care |
375.00 USD |
| Jun 2003 |
Omnicom Group |
Convertible |
Co-Manager |
Media & Communications |
600.00 USD |
| Jun 2003 |
Lions Gate Entertainment Corp |
Follow-on Offering |
Lead Manager |
Media & Communications |
30.75 USD |
| May 2003 |
VistaCare |
Follow-on Offering |
Lead Manager |
Health Care |
126.50 USD |
| May 2003 |
St. Jude Medical Inc. -- Acquisition of Epicor Medical Inc. |
M&A |
Acquiror Advisor |
Health Care |
200.00 USD |
| May 2003 |
Genelabs Technologies |
PIPE/RD |
Sole Agent |
Health Care |
8.10 USD |
| May 2003 |
Corrections Corp of America |
Follow-on Offering |
Co-Manager |
Other |
170.43 USD |
| Apr 2003 |
PharmaNetics |
PIPE/RD |
Sole Agent |
Health Care |
9.60 USD |
| Apr 2003 |
InVision Technologies Inc -- Acquisition of Yxlon International Holding, Inc. |
M&A |
Acquiror Advisor |
Technology |
52.00 USD |
| Mar 2003 |
Clarent Corporation -- Sale of business assets to Verso Technologies, Inc. |
M&A |
Target Advisor |
Technology |
Undisclosed |
| Mar 2003 |
Genomic Instrumentation Services, Inc. (GeneMachines) -- Sale to Genomic Solutions, Inc. (subsidiary of Harvard Bioscience, Inc.) |
M&A |
Target Advisor |
Health Care |
8.00 USD |
| Mar 2003 |
Hoover's Inc. -- Sale to Dun & Bradstreet Corp. |
M&A |
Target Advisor |
Media & Communications |
119.00 USD |
| Mar 2003 |
Biosearch Italia S.p.a. -- Sale to Versicor, Inc. |
M&A |
Target Advisor |
Health Care |
261.00 USD |
| Feb 2003 |
Corechange, Inc. -- Acquisition of Corechange, Inc. by Open Text Corporaiton |
M&A |
Acquiror Advisor |
Technology |
Undisclosed |
| Feb 2003 |
ANSYS, Inc. -- Acquisition of CFX, a subsidiary of AEA Technology PLC |
M&A |
Acquiror Advisor |
Technology |
21.00 USD |
| Feb 2003 |
Hollis-Eden Pharmaceuticals |
PIPE/RD |
Sole Agent |
Health Care |
10.00 USD |
| Feb 2003 |
BioMarin Pharmaceutical Inc |
Follow-on Offering |
Co-Manager |
Health Care |
86.25 USD |
| Feb 2003 |
Cray Inc |
Follow-on Offering |
Co-Manager |
Technology |
53.48 USD |
| Feb 2003 |
Aradigm |
PIPE/RD |
Sole Agent |
Health Care |
15.00 USD |
| Feb 2003 |
Variagenics -- Merger with Hyseq |
M&A |
Acquiror Advisor |
Health Care |
56.00 USD |
| Jan 2003 |
Qdoba Restaurant Corporation -- Sale to Jack in the Box |
M&A |
Target Advisor |
Consumer |
45.00 USD |
| Jan 2003 |
Starbase Corporation -- Sale to Borland Software Corporation |
M&A |
Target Advisor |
Technology |
50.00 USD |
| Jan 2003 |
Tyco International Ltd |
Convertible |
Co-Manager |
Other |
3,000.00 USD |
| Jan 2003 |
Tyco International Ltd |
Convertible |
Co-Manager |
Other |
1,500.00 USD |
| Jan 2003 |
Bridge Medical, Inc. -- Sale to AmerisourceBergen Corporation |
M&A |
Target Advisor |
Health Care |
27.00 USD |
| Jan 2003 |
Vallourec S.A. -- Acquisition of North Star Steel's Tubular Division |
M&A |
Acquiror Advisor |
Other |
380.00 USD |
| Dec 2002 |
SiberCore Technologies, Inc. |
Private Placement |
Placement Agent |
Technology |
20.00 CAD |
| Dec 2002 |
Counterpane Internet Security, Inc. |
Private Placement |
Placement Agent |
Technology |
19.90 USD |
| Dec 2002 |
Cellzome AG |
Private Placement |
Placement Agent |
Health Care |
30.00 GBP |
| Dec 2002 |
Oak Technology, Inc. -- Acquisition of TeraLogic, Inc. |
M&A |
Acquiror Advisor |
Technology |
50.00 USD |
| Dec 2002 |
Verity -- Acquisition of Inktomi's Enterprise Software Business |
M&A |
Acquiror Advisor |
Technology |
25.00 USD |
| Dec 2002 |
VistaCare |
Initial Public Offering |
Co-Lead Manager |
Health Care |
82.80 USD |
| Dec 2002 |
Triomed Limited -- Sale to Praxis Capital |
M&A |
Target Advisor |
Health Care |
5.00 USD |
| Dec 2002 |
Commonwealth Telephone Enterprises Inc |
Follow-on Offering |
Co-Manager |
Technology |
165.95 USD |
| Dec 2002 |
Lexar Media |
Follow-on Offering |
Lead Manager |
Technology |
29.67 USD |
| Dec 2002 |
Fazoli's -- Joint venture with McDonalds |
M&A |
Target Advisor |
Consumer |
130.00 USD |
| Dec 2002 |
eXcelon Corporation -- Sale to Progress Software Corporation |
M&A |
Target Advisor |
Technology |
24.00 USD |
| Nov 2002 |
Midbar Tech -- Sale to Macrovosion Corporation |
M&A |
Target Advisor |
Technology |
Undisclosed |
| Nov 2002 |
Enzon -- Acquisition from Abelcet from Elan Corp. |
M&A |
Acquiror Advisor |
Health Care |
370.00 USD |
| Nov 2002 |
Bunge Ltd |
Convertible |
Co-Manager |
Other |
250.00 USD |
| Nov 2002 |
IMPAC Medical Systems |
Initial Public Offering |
Co-Manager |
Health Care |
37.73 USD |
| Oct 2002 |
Silicon Valley Sports & Entertainment -- S |