Date

Client

Transaction

Role

Amt ($MM)

Jun 2008

Celebrate Express, Inc.

Sale to Liberty Media Corporation

Target Advisor

31

Jun 2008

Landry's Restaurants Inc

Sale to Fertitta Holdings, Inc.

Target Advisor

1,200

1H 2008

Landry’s Restaurants, Inc.

Strategic Alternatives

Sole Advisor

NA

Feb 2008

Charlotte Russe Holding, Inc.

Dutch Auction Tender Offer

Dealer Manager

73

Nov 2007

Kona Grill

PIPE

Sole Agent

11

Oct 2007

Ulta Salon, Cosmetics & Fragrance, Inc.

Initial Public Offering

Co-Manager

154

June 2007

Backcountry.com

Sale to Liberty Media Corporation

Target Advisor

Undisclosed

Jun 2007

Citi Trends, Inc.

Follow-on Offering

Co-Manager

93

Jun 2007

Einstein Noah Restaurant, Inc.

Follow-on Offering

Joint Book-runner

90

Apr 2007

Physician’s Formula Holdings, Inc.

Follow-on Offering

Co-Manager

105

Mar 2007

G-III Apparel Group, Inc.

Follow-on Offering

Co-Lead Manager

102

Dec 2006

The Wet Seal

Follow-on Offering

Co-Manager

110

Dec 2006

Javo Beverage Company

PIPE

Sole Agent

21

Nov 2006

Physicians Formula Holdings

Initial Public Offering

Co-Manager

147

Aug 2006

Crocs, Inc.

Follow-on Offering

Senior Co-Manager

248

Jul 2006

Bravo Foods

PIPE

Sole Agent

30

Jun 2006

Gmarket, Inc.

Initial Public Offering

Joint Book-runner

144

May 2006

Main Street Restaurant Group, Inc. – Sale to The Briad Group

M&A

Target Advisor

150

May 2006

Chipotle Mexican Grill

Follow-on Offering

Joint Book-runner

285

Mar 2006

Tim Hortons Inc.

Initial Public Offering

Co-Manager

773

Feb 2006

Morton’s Restaurant Group

Initial Public Offering

Co-Manager

175

Feb 2006

Crocs, Inc.

Initial Public Offering

Senior Co-Manager

239

Feb 2006

uBid.com

PIPE

Sole Agent

59

Jan 2006

Chipotle Mexican Grill

Initial Public Offering

Joint Book-runner

199

Jan 2006

Citi Trends, Inc.

Follow-on Offering

Co-Manager

81

Jan 2006

New York & Company, Inc.

Follow-on Offering

Co-Manager

149

Dec 2005

McCormick & Schmick’s Seafood Restaurants

Follow-on Offering

Co-Manager

116

Nov 2005

Bravo Foods

PIPE

Sole Agent

20

Oct 2005

Inter Parfums

Follow-on Offering

Co-Manager

53

Oct 2005

Wine.com

Private Placement

Sole Agent

Undisclosed

Sep 2005

Vistaprint

Initial Public Offering

Co-Manager

138

Sep 2005

Caribou Coffee

Initial Public Offering

Co-Manager

75

Aug 2005

Ruth's Chris Steakhouse Inc

Initial Public  Offering

Co-Manager

270

Jun 2005

Cosi, Inc

Follow-on Offering

Lead Manager

37

Jun 2005

Texas Roadhouse Inc

Follow-on Offering

Co-Manager

127

May 2005

Citi Trends, Inc

Initial Public Offering

Co-Manager

62

Mar 2005

Design Within Reach Inc

Follow-on Offering

Co-Manager

33

Nov 2004

Classmates Online, Inc. -- Sale to United Online, Inc.

M&A

Target Advisor

125

Oct 2004

Celebrate Express Inc

Initial Public Offering

Lead Manager

57

Oct 2004

Texas Roadhouse Inc

Initial Public Offering

Co-Manager